Please include Forms 10-K405

[thanhhoanguts]

I apologize if this question seems basic. Is there a specific reason why Forms 10-K405 are not included in this package? I'm aware that the form was eliminated in 2003, but I also need to download Forms 10-K405 from before 2003. Thank you in advance for your assistance! I hope this request is straightforward.

[jadchaar]

Hi @thanhhoanguts mind providing me with companies that have a form 10-K405?

[thanhhoanguts]

Hi @jadchaar, thanks for replying!

Form 10k405 was the exact same as Form 10-K, with the exception of a box checked on the filing—which makes it a Form-10K405. Form 10-K405 was used to indicate that an officer or director of a company failed to file Form 4 on time—used to disclose any insider trading activity. Form 10-K405 was eliminated in 2003 because the use of the form by companies was deemed inconsistent and unreliable.

For example, MONY GROUP INC (CIK 0001069822) only filed a Form 10-K405 in March 2002 for the financial year ending 31 Dec 2001 instead of a Form 10-K.